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Webinar

Webinar Recording: MiFID II: Data for transparency

23rd February 2017
Markets in Financial Instruments II (MiFID II) makes sweeping changes to pre- and post-trade transparency, extending MiFID requirements limited to equities trades on regulated platforms to cover...
Webinar

Webinar Recording: MiFID II: Data for best execution

26th January 2017
Markets in Financial Instruments Directive II (MiFID II) strengthens the best execution requirement embedded in MiFID by expanding disclosure. Among the directive’s requirements are provisions to...
Webinar

Webinar Recording: Managing entity data hierarchies and keeping track of sanctions, watch lists and PEPs across KYC processes

15th December 2016
Managing entity data and entity ownership hierarchies to ensure Know Your Customer (KYC) compliance is an ongoing challenge for many financial institutions. The webinar will discuss the most pressing...
Webinar

Webinar Recording: How to establish a sustainable solution for data lineage

1st December 2016
The implementation of data lineage is complex but necessary, driven by regulation such as BCBS 239 and internal needs to gain a better understanding of risk, reduce systems complexity and eliminate...
Webinar

Webinar Recording: Shareholding Disclosure: Are Financial Firms on top of this regulatory challenge?

22nd November 2016
With MiFID 2, Basel, 871(m) and other more talked about regulations making headlines firms have their hands full. However, as regulators begin to focus on systemic risk the accuracy of disclosures is...
Webinar

Webinar Recording: Meeting the high stakes challenge of effective sanctions data monitoring

15th November 2016
Identifying securities related to a sanctioned domicile or company is a straightforward concept, but in practice, it is a far more challenging task for compliance professionals.
Webinar

Webinar Recording: Meeting the data management challenges of MiFID II

3rd November 2016
The compliance deadline for Markets in Financial Instruments Directive II (MiFID II) has been pushed back a year to January 2018, giving financial institutions within its scope an opportunity to take...
Webinar

Webinar Recording: GDPR: How to build a data protection framework

18th October 2016
Are you ready for the General Data Protection Regulation (GDPR)? With the GDPR deadline less than two years away, the pressure is on for organizations to understand how they will comply. Proper data...
Webinar

Webinar Recording: Solving the problem of integrating beneficial ownership data with client onboarding and KYC systems

13th October 2016
Client onboarding and Know Your Customer (KYC) processes are becoming more complex as regulation drives towards the inclusion of beneficial ownership data and requires financial institutions to...
Webinar

Webinar Recording: Four categories of entity data quality management

11th October 2016
We all know entity data is difficult. But there are four key categories of data quality management that you can apply to make measurable improvements to your entity data.

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