Webinar

Webinar Recording: MiFID II: Data for transaction reporting

Markets in Financial Instruments Directive II (MiFID II) is complemented by Markets in Financial Instruments Regulation (MiFIR), which builds out transaction reporting requirements with a number of...
Webinar

Webinar Recording: How agile data management can power business transformation

An asset manager’s ability to successfully execute on business transformation plans can make the difference between thriving and barely surviving in today’s competitive, digitally connected and...
Webinar

Webinar Recording: Data management implications of the Fundamental Review of the Trading Book (FRTB)

The 2019 compliance deadline for the Basel Committee on Banking Supervision’s Fundamental Review of the Trading Book (FRTB) may be a couple of years away, but significant data management changes and...
Webinar

Webinar Recording: MiFID II: Data for transparency

Markets in Financial Instruments II (MiFID II) makes sweeping changes to pre- and post-trade transparency, extending MiFID requirements limited to equities trades on regulated platforms to cover...
Webinar

Webinar Recording: MiFID II: Data for best execution

Markets in Financial Instruments Directive II (MiFID II) strengthens the best execution requirement embedded in MiFID by expanding disclosure. Among the directive’s requirements are provisions to...
Webinar

Webinar Recording: Managing entity data hierarchies and keeping track of sanctions, watch lists and PEPs across KYC processes

Managing entity data and entity ownership hierarchies to ensure Know Your Customer (KYC) compliance is an ongoing challenge for many financial institutions. The webinar will discuss the most pressing...
Webinar

Webinar Recording: The missing piece of the data governance puzzle

Effective data governance delivers data quality and controls across the enterprise, and ensures financial institutions can meet regulators’ demands for transparency and full audit trails.
Webinar

Webinar Recording: How to establish a sustainable solution for data lineage

The implementation of data lineage is complex but necessary, driven by regulation such as BCBS 239 and internal needs to gain a better understanding of risk, reduce systems complexity and eliminate...
Webinar

Webinar Recording: Shareholding Disclosure: Are Financial Firms on top of this regulatory challenge?

With MiFID 2, Basel, 871(m) and other more talked about regulations making headlines firms have their hands full. However, as regulators begin to focus on systemic risk the accuracy of disclosures is...
Webinar

Webinar Recording: Meeting the high stakes challenge of effective sanctions data monitoring

Identifying securities related to a sanctioned domicile or company is a straightforward concept, but in practice, it is a far more challenging task for compliance professionals.

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