White Paper

Meeting Client and Counterparty Identity Requirements Under MiFID II

The January 3, 2018 compliance deadline for Markets in Financial Instruments Directive II (MiFID II) is approaching fast, requiring firms within its scope to ensure they have access to LEIs to...
Blog entry

A RegTech Answer to Know Your Customer Compliance

Know your Customer (KYC), anti-money laundering (AML) and counter-terrorism financing (CTF) are hot topics in an increasingly hostile world, and were the subject of debate during a panel session at A...
Blog entry

SmartStream RDU Fills MiFID II Gap with Systematic Internaliser Register

The SmartStream Reference Data Utility (RDU) is finalising a service – the Systematic Internaliser Register – that will allow systematic internalisers (SIs) within the scope of Markets in Financial...
Blog entry

Encompass Offers RegTech Solution for KYC

Encompass will showcase its innovative Know Your Customer (KYC) solution at this week’s A-Team Group RegTech Summit for Capital Markets in London. The solution automates KYC processes, provides...
Handbook

Regulatory Data Handbook – Fifth Edition

Including a new section on the use cases and potential of RegTechIn response to the popularity of the A-Team Regulatory Data Handbook, we have published a fifth edition outlining the essentials of...
Blog entry

RegTek Solutions Innovates with Microservices for Regulatory Compliance

With just a few days to go before the A-Team Group RegTech Summit for Capital Markets in London, we caught up with David Morris, product manager at RegTek Solutions, one of the RegTechs that will...
Blog entry

ANNA DSB Hits Deadline to Issue ISINs for OTC Derivatives

The Association of National Numbering Agencies’ Derivatives Service Bureau (ANNA DSB) has met its deadline to issue ISINs for OTC derivatives as required under Markets in Financial Instruments...
Blog entry

Thomson Reuters Resolves the MiFID II No LEI, No Trade Problem

Thomson Reuters has responded to the ‘No LEI, No Trade’ problem posed by Markets in Financial Instruments Directive II (MiFID II) with an LEI Profiling Service that allows users to identify LEI gaps...
Blog entry

Thomson Reuters Builds Connected Risk Platform

Thomson Reuters is building a Connected Risk compliance platform to offer users not only ready-to-go risk and compliance functionality, but also the option to integrate third-party RegTech and legacy...
Blog entry

Suade Joins A-Team Group’s List of Favourite RegTechs

Earlier today we published a list of some of our favourite RegTechs. Just hours later it is already time to add one more to the list, Suade, a RegTech dedicated to unlocking the full potential of...

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