White Paper

Minimising Market Manipulation False Positives: The Trick is in the Data

The focus on market manipulation has probably never been higher. In the wake of the Financial Crisis of 2008, with its multiple market manipulation scandals, regulators have ratcheted up compliance...
White Paper

Systematic Internalisation Under MiFID II: What's Needed Now

From September 1, 2018, firms within the scope of MiFID II that breach volume thresholds set by ESMA on August 1, 2018 for internal matching of client orders will be required to register as...
White Paper

Vendor Contract Compliance: The Importance of Getting it Right

Understanding in-house consumption of vendor data and ensuring compliance with multiple contracts for market data and other information can be challenging, particularly for financial institutions...
White Paper

Managing data for the Fundamental Review of the Trading Book (FRTB)

FRTB presents banks with a number of organisational, computational and data granularity challenges. These require firms to review the structure of their trading desks, adopt revised risk models, and...
White Paper

Meeting Client and Counterparty Identity Requirements Under MiFID II

The January 3, 2018 compliance deadline for Markets in Financial Instruments Directive II (MiFID II) is approaching fast, requiring firms within its scope to ensure they have access to LEIs to...
White Paper

Data Governance and Quality Control for Emerging Regulatory Imperatives

Impending regulations, following recent price manipulation investigations, will require trading firms to have new data governance and quality controls in place.
White Paper

How to Tackle the Challenges of GDPR

Financial institutions around the world are bracing themselves for the onset of the EU’s General Data Protection Regulation (GDPR), which introduces eye-watering financial penalties for firms failing...
White Paper

Breaking the EDM Mould

The regulatory drive for transparency across capital markets is pushing traditional enterprise data management (EDM) solutions, such as data warehouse platforms and extract, transform and load (ETL)...
White Paper

Preparing for MiFID II Data Requirements

Markets in Financial Instruments Directive II (MiFID II) is a wide-ranging regulation that aims to add transparency to Europe’s financial services sector in order to ensure investor protection and...
White Paper

Meeting the Complex Data Management Challenges of Shareholding Disclosures

Getting shareholder disclosure right has become a priority for financial institutions that are already required to monitor breaches of ownership thresholds that are used to protect sensitive...

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