With MiFID 2, Basel, 871(m) and other more talked about regulations making headlines firms have their hands full. However, as regulators begin to focus on systemic risk the accuracy of disclosures is gaining greater attention.
Join this webinar for a discussion on the following shareholding disclosure topics:
And there is more. During the webinar we will also discuss the results of a recent industry survey focused on how financial institutions are addressing their shareholder disclosure obligations. Register for the webinar and find out how your peers are addressing the challenges.
Moderator: Sarah Underwood, Editor, A-Team Group |
Karl Schindler, Head of Content, FundApps |
Robert Andric, Director - Global Head Regulatory Shareholding Reporting, Credit Suisse |
Kristin Swenton Hochstein, Head of Financial Regulatory Solutions, Thomson Reuters |
Karl Schindler
Head of Content
FundApps
Karl Schindler leads FundApp's Content Team, an in-house group of dedicated compliance experts. He has over ten years of experience in financial regulation with of some of the world's largest asset managers, specialising in shareholding disclosure and investment restriction monitoring. He joined FundApps in 2014 and his team is responsible for analysing financial regulation in 85+ jurisdictions.
Robert Andric
Director - Global Head Regulatory Shareholding Reporting
Credit Suisse
36 years old, 16 years working experience in Financial Industry, 14 at Credit Suisse. 10 years in Compliance Department, 8 years in area Regulatory Shareholding Reporting, since 2014 acting as Global Head.
Kristin Swenton Hochstein
Head of Financial Regulatory Solutions
Thomson Reuters
With nearly 20 years of experience, Kristin Swenton Hochstein leads the Financial Regulatory Solutions for the firm’s Pricing and Reference Services group. Kristin’s responsibilities include looking after the Entity Risk business and the broader content across the organization that address the regulatory burden and challenges clients are facing. Prior to this role, Kristin helped drive the launch and success of a new Counterparty and Legal Entity data business for then Reuters. Before Thomson Reuters, Kristin held various senior roles at Dun & Bradstreet, most recently Senior Director in the Credit Risk business.
Kristin is the co-chair of ISITC’s Regulatory Working Group focused on regulations and the impact they have on industry standards. She holds degrees with honors from the University of Richmond in Business and French and from Columbia Business School, where she received an MBA.