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The compliance deadline for Markets in Financial Instruments Directive II (MiFID II) has been pushed back a year to January 2018, giving financial institutions within its scope an opportunity to take a strategic rather than tactical approach to implementation. But whatever the approach, the scale of the regulation is large and the data management challenge complex, requiring firms to work on compliance solutions well ahead of the deadline.
Join the webinar to find out more about:
- Regulatory guidance
- Progress on data management
- Outstanding challenges
- Best practice approaches
- Meeting the deadline
Speakers:
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Moderator: Sarah Underwood, Editor, A-Team Group |
Mark Frith, Regulatory Change Manager, HSBC’s Global Banking and Markets |
Tim Lind, Global Head of Financial Regulation Solutions, Thomson Reuters |
Alexander Dorfmann, Senior Product Manager, SIX Financial Information |
More About Our Speakers:
Mark Frith
Regulatory Change Manager
HSBC’s Global Banking and Markets
Mark is a Regulatory Change Manager in HSBC’s Global Banking and Markets division, responsible for implementing regulatory change affecting the investment bank in Europe. Mark’s experience includes implementing the central aspects of OTC derivatives reform under the Dodd Frank Act and EMIR as well as bank and market structure reform under the ‘Volcker’ rule and, latterly, MiFID II/MAR.
Mark has led regulatory engagement and lobbying work on EMIR and MiFID II/MAR, both at a domestic and European level, and is currently the deputy-chair of the BBA’s EMIR Working Group.
Tim Lind
Global Head of Financial Regulation Solutions
Thomson Reuters
Tim is a financial services technology executive with more than 20 years domestic and international experience in the securities industry. He joined Thomson Reuters in 2010 as the Global Head of Strategy for Enterprise Content. He is responsible for driving continued growth in the firm’s content business related to reference data, risk, and regulatory solutions. Tim focuses on leveraging internal and external partnerships to provide business priorities and guidance for executive decisions. Prior to joining Thomson Reuters, Tim was Managing Director at Omgeo where he led global strategy and marketing for the firm. Other positions include Senior Vice President, product management and strategy at GoldenSource Corporation, Director of Securities and Investments at TowerGroup and product management and strategy roles at SWIFT, Brown Brothers Harriman and Dean Witter Reynolds.
Alexander Dorfmann
Senior Product Manager
SIX Financial Information
Alexander recently became Director of Product Management at SIX Financial Information, where he is responsible for risk and regulation. He is currently focusing on projects related to MiFID II. Over the last 20 years, he has worked in London, Zurich and Vienna in roles specializing in technology solutions for risk management. Previously, he was a member of the Chartis Research Advisory Board where he researched how risk management software can be future-proofed to adapt to changing regulatory standards. His research projects in this role included Financial Crime, Liquidity Risk and Dodd-Frank / Basel III.
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