DMS New York City Agenda – 17th November 2016
8.00 Registration and Networking over coffee
8.50 Chair’s Opening Address: Andrew Delaney, Chief Content Officer, A Team Group
9.00 Keynote Presentation: The 800 Pound gorilla of big data
CDOs have the challenge – and the opportunity – of taming the extreme heterogeneity and volume of information sources that are the natural result of enterprise growth (M&A), business process automation (idiosyncratic systems) and the proliferation of external data.
The challenge of variety is data unification, standardization and quality. In other words, the ability to organize and prepare data from all these sources – quickly, accurately and repeatedly – to fuel today’s powerful analytic tools. CDOs need to bridge the gap from the source to the tools that they need to populate with high-quality data. To date, manual, homegrown and self-service preparation approaches have proven incapable at sustaining enterprise-scale curation.
Michael Stonebraker, Adjunct Professor, MIT CSAIL, Ph.D, CTO & Co-Founder, Tamr, Inc
9.30 Regulatory Panel: Navigating the ever changing regulatory landscape and the data management response for 2017
How are BCBS 239, CCAR, Dodd Frank and Basel III driving data management decisions? And how can you take a holistic approach to data management across these regulations and create business value?
Are US firms ready for MIFID II and GDPR which promises to overhaul the European markets with global implications?
How should the industry communicate and collaborate with regulators more effectively to help better influence regulations?
What is the potential for new technologies to help leverage data for improved efficiencies and regulatory reporting?
Moderated by: Andrew Delaney, Chief Content Officer, A-Team Group
Robin Doyle, Managing Director, Office of Regulatory Affairs, J.P Morgan Chase
Peggy Tsai, Data Innovation Lead, AIG
David M. Blaszkowsky, Former SVP / Head of Data Governance, State Street
Roger Fahy, Vice President and Chief Operating Officer, CUSIP Global Services
10.10 Exclusive CDO Keynote Panel: What’s keeping data leaders awake at night?
Our expert panel of data leaders will review the biggest data management headaches and concerns.
- How to align data strategy and data governance with the business and prove value to stakeholders
- Data innovation – how can we better monetize data and provide real business value?
- Managing legacy issues: How can we integrate new technologies with legacy systems and prevent high quality data being locked in silos?
- What new tools and technologies should we invest in to improve data quality, data governance and data management?
- How has the threat of cyber security impacted your data management strategy?
Moderated by: Predrag Dizdarevic, Partner, Element 22
Mark Alvarez, CDO, Mizuho Securities
Randall Gordon, Managing Director, Data Operations and Governance, Moodys Corporation
Risë Zaiser, CDO, Sumitomo Mitsui Banking Corporation
Tina Wyer, Firmwide CDO, JP Morgan Chase
10.50 Networking and Refreshment Break
11.20 Panel: KYC and Client Onboarding: new models and approaches for optimal performance
What are the options for firms to effectively meet KYC regulatory mandates and to manage the increasing costs and time management issues from onboarding? Adhering to regulations and identifying and managing all the data sources are key data management challenges that require a more strategic approach to KYC.
How are firms dealing with entity management for compliance control and how can we bring standardization into the model?
How can third parties help the buy side as it takes on more KYC responsibility and how can processes be improved to mitigate cyber risk and data leaks when dealing with counter parties?
Moderated by: Jon Ambos, Independent Consultant
Vanessa Vasquez, VP, Operations Supervisor, Fortress Investment Group
John Sproat, Global Head of Client Data and AML/KYC Ops, RBC Capital Markets
Steve Goldstein, Co-Founder, Chairman and Chief Executive Officer, Alacra
Ben Marsh, CEO, iMeta Technologies Ltd
12.00 Data Innovation: Monetizing data assets for business value
Financial Services have spent lot of money on being 'regulator' compliant. How do they leverage that investment and identify opportunities to monetize their data assets, reduce operational inefficiencies and launch/augment their products and services?
What role can disruptive technologies such as Blockchain, machine learning, AI and financial data standards play? What are the business applications/use cases organizations can explore and what benefits they might derive?
What about Governance, Policy and regulations impacting Blockchain driven business processes?
Moderated by: Dale Richards, Managing Director, Island 20 Ventures
David M. Blaszkowsky, Former SVP / Head of Data Governance, State Street
Tim Rice, Independent Consultant and Advisor
Chris Betz, Consultant and Senior Advisor, EDM Council
12.35 Keynote Presentation: Why should a data management utility matter to you?
Reference data is crucial for avoiding trade-breaks that regularly cause huge financial losses, and in reality the success of this is dependent on firms using the same data. By moving data to a utility model, firms have the unique opportunity to share data-related costs and ensure that a larger number of its users work from the same data. A fully operational reference data utility promotes standardization and consistency in the marketplace, which is paramount for improving data quality and reducing risk in financial services – a concept which is being adopted today.
Peter Moss, CEO, The SmartStream Reference Data Utility (RDU)
13.00 Networking Lunch in Exhibition Area
STREAM A:
Sell-Side
Chaired by: Adam Bryan, Independent Consultant
STREAM B:
Buy-Side
Chaired by: Andrew Delaney, Chief Content Officer, A-Team Group
14.00
Panel: The art of data traceability and data lineage
Data lineage is coming under increased scrutiny in the changing regulatory landscape and firms need to be able to track data lineage. Which regulations are driving data lineage?What outcomes are you looking to establish in a data lineage program? How can you put a framework in place? What are the use cases for data lineage? What are the tools available to perform data lineage?
Moderated by: Adam Bryan, Independent Consultant
Brian Sentance, CEO, Xenomorph
Jerry Castricato, Senior Consultant, MUFG
Sue Habas, VP of Strategic Technologies-Data Intelligence, ASG
Jesse Canada, VP Business Metadata, Rules, and Reference Data Management, Citizens Bank
Panel: Simplifying the operating model with a strong data management foundation
Buy side firms are having to streamline and simplify their operating model from front to back office in order to stay competitive, and meet increasingly demanding regulatory requirements. Key to enabling this simplification is a strong data management foundation. How can this be achieved? Where are the challenges and how can you overcome them?
Moderated by: Andrew Delaney, Chief Content Officer, A-Team Group
Suvrat Bansal, Chief Data Officer, UBS Global Asset Management
Clay McBride, Global Head of Data Management, Aegon Asset Management
Peter Moss, CEO, The SmartStream Reference Data Utility (RDU)
14.40
Presentation: Understanding and solving the beneficial ownership challenge
Anders Rodenberg, Head of Financial Institutions and Advisory, North America, Bureau van Dijk
Guest Presentation
15.10 Networking and refreshment break
15.40 Panel: New approaches to data quality
How do you measure the effectiveness of data quality and use metrics that provide business based outcomes?
How do you govern data quality?
What are the new tools available to help improve data quality?
What is the potential for AI and machine learning to help improve data quality?
Moderated by: Andrew Delaney, Chief Content Officer, A-Team Group
Kenneth Brady, Head of Data Architecture and Business Analytics, TPG Capital
Ellen Gentile, Assistant VP, Data Quality Manager and Data Steward, Sumitomo Mitsui Banking Corporation
16.20 Presentation: Best practices for setting up data governance
- Setting up Enterprise Data Governance is a multi-year journey. How did NT embark on this journey and what challenges did we encounter?
- Getting to a critical momentum – some key success factors
- The journey ahead – what can firms expect
Sanjay Saxena, Head of Enterprise Data Governance, Northern Trust
16.50 Panel: Evolving data governance
Good data governance can mean a competitive advantage and improved data quality and business efficiency. Yet firms are struggling to get governance programs off the ground. How should you approach data governance, what makes a good data governance program and how do you measure ROI?
Moderated by: Maryann Houglet, Consulting Partner, Information Management and Strategy, Tata Consulting Services (TCS) Global Consultancy Practice
Brian Buzzelli, Senior Vice President, Head of Data Governance, Acadian Asset Management
Julia Bardmesser, Head of Data Quality Management - Americas, Deutsche Bank
Sanjay Saxena, Head of Enterprise Data Governance, Northern Trust
Guy McDonald, VP - EDM Instruments, Nomura
Jay Yulo, Vice President - Data Governance, Morgan Stanley
Michael Stonebraker
David M. Blaszkowsky
Mark Alvarez
Vanessa Vasquez
Ben Marsh
Sue Habas
Anders Rodenberg
Julia Bardmesser
Roger Fahy
Randall Gordon
John Sproat
Dale Richards
Adam Bryan
Jesse Canada
Maryann Houglet
Risë Zaiser
Peggy Tsai
Predrag Dizdarevic
Jon Ambos
Steve Goldstein
Chris Betz
Brian Sentance
Clay McBride
Brian Buzzelli
Sanjay Saxena
