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Taking the Risk Out of Mutual Fund Compliance By Jeff Levering, Vice President, NewRiver

Selling a mutual fund requires complex mutual fund information to be summarised down into data that sellers can understand, which is most often driven by a technology or data warehouse infrastructure...
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MiFID Increases Depth, Complexity Of Data Management, Firms Say

Data managers are grappling with some “deep and complex” issues related to vital functions such as trade reporting since the introduction of MiFID in Europe, London-based practitioners say. One...
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Cicada Boosts Integration With Cicada Profiler 1.4

Cicada has revealed the next version upgrade of its Cicada Profiler software, a packaged solution for anti-money laundering and Know Your Customer (KYC) data management requirements. The software is...
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Swift AGM Approves New Regulators Category

Swift has received unanimous approval at its AGM for the addition of Financial Market Regulators as a new participant category on the network. Admitting regulators to Swift will make it easier for...
Blog entry

Who’s Ready for SEPA? By Andrew Foulds, head of client services, CB.Net

As the Single Euro Payments Area (SEPA) deadline looms, there is a sense of panic growing among organisations, many of which are not prepared for the significant changes that will be required for...
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Fortent Releases Regulatory Information Management Tool

Fortent, a provider of information and technology to the risk and compliance market, has launched Fortent Inform, a tool designed to help financial institutions streamline their management of...
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Solid Reference Data a Prerequisite For Liquidity Management Success

If you thought the heady world of automated trading, dark pools and liquidity fragmentation under MiFID and RegNMS had little effect on the humble reference data function, then you thought wrong, it...
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Holmes to Head Up New Cicada Subsidiary Focused on Compliance

Cicada has created a new subsidiary, Profiler Solutions, to focus on compliance. Headed by Cicada executive vice president Hubert Holmes, the new business unit will offer software solutions to help...
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Cicada Upgrades Profiler Platform

Cicada has upgraded Cicada Profiler software, adding improved capabilities to meet firms’ anti-money laundering and know your customer compliance needs. Release 1.1 of Cicada Profiler introduces an...
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Working Group Aims for U.K. Compliance with Corporate Actions Standards

A new U.K. Market Implementation Group (UKMIG) is aiming to harmonise U.K. national rules and practices relating to corporate actions processing, including distributions, shareholder rights and...

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