Webinar

Book Webinar Now: Preparing for the CAT

With the deadline for large broker dealers to submit data to the US Securities and Exchange Commission’s Consolidated Audit Trail (CAT) just over 18 months away, firms within the scope of the...
Webinar

Book Webinar Now: Get to grips with FRTB data and data management requirements

The Fundamental Review of the Trading Book (FRTB) sets out a revised market risk framework and proposals to improve capital requirements. Although the regulation’s compliance deadline is 18 months...
Webinar

Book Webinar Now: MiFID II – How prepared are we?

With the compliance deadline for Markets in Financial Instruments Directive II (MiFID II) just over six months away on 3 January 2018, how ready are market practitioners to meet the challenges and...
Webinar

Book Webinar Now: Approaches to managing corporate actions data

Corporate actions data is key to high quality reference data, which in turn is key to efficient and effective data management processes that support not only regulatory compliance, but also business...
Webinar

Book Webinar Now: Tracking data lineage for regulatory compliance and change

The benefits of successful data lineage are significant, allowing financial firms to gain a better understanding of their applications and data, switch off unnecessary systems and data feeds, save...
Webinar

Book Webinar Now: MiFID II – Research Unbundling, Permissioning and Commission Sharing Arrangements

MiFID II makes sweeping changes to the investment market’s research regime, requiring unbundling and implementing new requirements around permissioning and commission sharing arrangements. This...
Webinar

Book Webinar Now: MiFID II and FRTB Data Analytics, Benchmarks and Risk Modelling

Markets in Financial Instruments Directive II (MiFID II) and the Fundamental Review of the Trading Book (FRTB) require huge volumes of data to be sourced and managed. This webinar will discuss what...

You are currently viewing Webinars in the Regulation & Compliance section.

View All