Blog entry

Webinar Discusses Data Management Processes in Run up To MiFID II Compliance

The 3 January, 2018 compliance deadline for Markets in Financial Instruments Directive II (MiFID II) is approaching fast, so how ready are financial institutions to meet the directive’s requirements...
Blog entry

The Latest PRIIPs RTS

By Ronan Brennan, chief technology officer, Silverfinch The European Commission has published what is hopefully the final iteration of the Packaged Retail and Insurance-based Investment Products (...
News Wire

iMeta Technologies Selects JWG for Regulatory Interpretation Services

iMeta, a leading global provider of client data management software and services, today announced it has selected JWG’s RegDelta platform, the leading regulatory change management platform, to...
Webinar

Book Webinar Now: MiFID II – Research Unbundling, Permissioning and Commission Sharing Arrangements

MiFID II makes sweeping changes to the investment market’s research regime, requiring unbundling and implementing new requirements around permissioning and commission sharing arrangements. This...
Webinar

Book Webinar Now: MiFID II – How prepared are we?

With the compliance deadline for Markets in Financial Instruments Directive II (MiFID II) just over six months away on 3 January 2018, how ready are market practitioners to meet the challenges and...
News Wire

The Concept of the ‘Registration Agent’, Introduced by GLEIF, Allows Firms to Help Their Clients to Access the Network of Legal Entity Identifier Issuing Organizations

The Global Legal Entity Identifier Foundation (GLEIF), the body responsible for ensuring the operational integrity of the Global Legal Entity Identifier (LEI) System, calls on market participants...
Webinar

Book Webinar Now: Preparing for the CAT

With the deadline for large broker dealers to submit data to the US Securities and Exchange Commission’s Consolidated Audit Trail (CAT) just over 18 months away, firms within the scope of the...
Blog entry

AI Depends On Collecting Adequate Data and Organizing Correctly, Experts Say

Capitalizing on internal data repositories, deciding how to stage data, choosing data wisely and achieving semantic interoperability are all ways in which firms can better apply emerging artificial...
Blog entry

BCBS Says Bank Compliance with Risk Aggregation Principles is Unsatisfactory

The Basel Committee on Banking Supervision (BCBS) reports that the level of compliance with its principles for effective risk data aggregation and reporting is unsatisfactory at globally...
News Wire

NICE Actimize Introduces Holistic Behavioral Analytics Solution

NICE Actimize, a NICE business and the industry's largest and broadest provider of a single financial crime, risk, and compliance software platform for the financial services industry has introduced...

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